Sarasin & Partners LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
50 George StreetLondonW1U 7DYUNITED KINGDOM- Phone
- +442070387000
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Complaints Contact
50 George StreetLondonW1U 7DYUNITED KINGDOM- Phone
- +442070387000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Simon Richard Steele
IRN SRS01070
- CF30 Customer (4 Dec 2015 to 4 Jul 2016)
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Stefan Maurus Bont
IRN SMB01263
- CF28 Systems and controls (26 Jul 2010 to 31 May 2011)
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Stephan Micheal Huber
IRN SMH01206
- CF28 Systems and controls (2 Jan 2008 to 30 Jul 2008)
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Stephen James Leslie John Rothwell
IRN SJR01123
- [FCA CF] Material risk taker (since 24 Jan 2024)
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Stuart Bonnell
IRN SXB00409
- [FCA CF] Material risk taker (since 19 Feb 2021)
- [FCA CF] Significant management (since 19 Feb 2021)
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Subitha Subramaniam
IRN SXS02180
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (2 Jan 2008 to 8 Dec 2019)
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Sylvia Mary Solomon
IRN SMS01088
- CF30 Customer (7 Dec 2010 to 20 Apr 2011)
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Tania Maxine Cameron McLuckie
IRN TMH01079
- [FCA CF] Manager of certification employee (since 6 Feb 2026)
- [FCA CF] Material risk taker (since 19 Feb 2021)
- [FCA CF] Client dealing (since 19 Feb 2021)
- CF30 Customer (24 Mar 2018 to 8 Dec 2019)
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Thomas David Alexander Wildgoose
IRN TDW01052
- [FCA CF] Material risk taker (since 17 Sep 2024)
- [FCA CF] Client dealing (since 17 Apr 2024)
- [FCA CF] Manager of certification employee (1 May 2024 to 5 Feb 2026)
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Thomas David William Santa-Olalla
IRN TDS01049
- [FCA CF] Client dealing (since 27 Aug 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.