Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (22)[FCA CF] Client dealing (15 Jan 2024 to 13 Nov 2024)
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- [FCA CF] Material risk taker (28 Oct 2021 to 3 Oct 2022)
- [FCA CF] Client dealing (12 Oct 2021 to 3 Oct 2022)
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- CF30 Customer (14 Oct 2019 to 8 Dec 2019)
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- CF30 Customer (7 Dec 2010 to 20 Apr 2011)
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- CF27 Investment Management (14 Sep 2004 to 8 Mar 2007)
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- CF27 Investment Management (4 Apr 2003 to 30 Jun 2004)
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- CF27 Investment Management (1 Dec 2001 to 31 Jul 2002)
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- CF27 Investment Management (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (22)[FCA CF] Client dealing at Kimura Capital LLP