Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 17 Sep 2024)
    • [FCA CF] Client dealing (since 17 Apr 2024)
    • [FCA CF] Manager of certification employee (1 May 2024 to 5 Feb 2026)
  • NOMURA ASSET MANAGEMENT U.K. LIMITED (no longer approved here)

    FRN 122703

    • [FCA CF] Material risk taker (9 Dec 2020 to 15 Feb 2024)
    • [FCA CF] Client dealing (9 Dec 2020 to 15 Feb 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 15 Feb 2024)
    • CF29 Significant management (23 Feb 2015 to 8 Dec 2019)
    • CF30 Customer (23 Feb 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.