Sarasin & Partners LLP

• Principal Place of Business

  50 George Street

  London

  W1U 7DY

  UNITED KINGDOM

  Phone

  +442070387000

  Web

  https://www.sarasinandpartners.com

• Complaints Contact

  50 George Street

  London

  W1U 7DY

  UNITED KINGDOM

  Phone

  +442070387000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Thomas Kynge

  IRN TXK00157

  • [FCA CF] Material risk taker (since 6 Feb 2026)
  • [FCA CF] Client dealing (since 12 Apr 2022)
• Thomas Lindsey

  IRN TXL01411

  • [FCA CF] Manager of certification employee (since 7 Feb 2023)
  • [FCA CF] Material risk taker (since 7 Feb 2023)
  • [FCA CF] Client dealing (since 19 Feb 2021)
  • CF30 Customer (16 Aug 2018 to 8 Dec 2019)
• Thomas Morley

  IRN TXM00516

  • [FCA CF] Material risk taker (1 Nov 2023 to 15 Aug 2025)
  • [FCA CF] Significant management (1 Nov 2023 to 15 Aug 2025)
  • [FCA CF] Manager of certification employee (1 Nov 2023 to 15 Aug 2025)
• Thomas Nicholas McKinley Service

  IRN TNS01004

  • SMF27 Partner (9 Dec 2019 to 31 Dec 2019)
  • CF28 Systems and controls (30 Jul 2013 to 8 Dec 2019)
  • CF4 Partner (2 Jan 2008 to 8 Dec 2019)
• Thomas Walter Louis Kight

  IRN TWK01018

  • [FCA CF] Client dealing (19 Feb 2021 to 19 Dec 2025)
  • CF30 Customer (3 Jul 2019 to 8 Dec 2019)
• Thomas William Vernon

  IRN TWV01007

  • [FCA CF] Client dealing (since 28 Jul 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Dec 2018 to 8 Dec 2019)
  • CF30 Customer (2 Jan 2008 to 8 Dec 2019)
• Timothy James Temple

  IRN TJT01050

  • SMF24 Chief Operations (since 11 Nov 2022)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Sep 2016 to 8 Dec 2019)
  • CF10a CASS Oversight function (1 Oct 2011 to 6 Jun 2017)
  • CF29 Significant management (17 Jun 2011 to 20 Feb 2017)
• Tobias Dominic Hauser

  IRN TXH00548

  • Director of firm who is not a certification employee or a SMF manager (since 2 Jul 2025)
• Tracy Christine Collins

  IRN TCC01014

  • CF30 Customer (4 Nov 2010 to 16 Apr 2013)
• Vasanthakumar Rajasooriyar

  IRN VXR01062

  • CF30 Customer (7 Mar 2011 to 30 Jun 2017)

No changes recorded yet.