Tracy Christine Collins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Rothschild & Co Wealth Management UK Limited
FRN 218613
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 31 Dec 2020)
- [FCA CF] Client dealing (since 31 Dec 2020)
- CF30 Customer (8 May 2014 to 8 Dec 2019)
Sarasin & Partners LLP (no longer approved here)
FRN 475111
- CF30 Customer (4 Nov 2010 to 16 Apr 2013)
Ennismore Fund Management Limited (no longer approved here)
FRN 188574
- CF27 Investment Management (14 Sep 2004 to 8 Mar 2007)
Hermes Investment Management Ltd (no longer approved here)
FRN 150000
- CF27 Investment Management (4 Apr 2003 to 30 Jun 2004)
Baring International Investment Limited (no longer approved here)
FRN 122628
- CF27 Investment Management (1 Dec 2001 to 30 Jul 2002)
Baring Asset Management Limited (no longer approved here)
FRN 170601
- CF27 Investment Management (1 Dec 2001 to 30 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.