Sapien Capital Limited

• Principal Place of Business

  45 Albemarle Street

  3rd Floor

  London

  W1S 4JL

  UNITED KINGDOM

  Phone

  +447515334500

  Web

  https://www.sapiencap.com

• Complaints Contact

  45 Albemarle Street

  3rd Floor

  London

  W1S 4JL

  UNITED KINGDOM

  Phone

  +447515334500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abhinav Singh Mohnot

  IRN ASM01247

  • CF30 Customer (25 Aug 2016 to 12 Mar 2018)
• Aditi Aggarwal

  IRN AXA02819

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF1 Director (7 Mar 2014 to 8 Dec 2019)
  • CF30 Customer (7 Mar 2014 to 8 Dec 2019)
• Alexander David Perkins

  IRN ADP01058

  • CF30 Customer (2 Oct 2014 to 1 Sep 2017)
• Alka Ahuja

  IRN AXA03082

  • CF10 Compliance Oversight (7 Feb 2017 to 12 Apr 2018)
  • CF10a CASS Oversight function (7 Feb 2017 to 12 Apr 2018)
  • CF11 Money Laundering Reporting (7 Feb 2017 to 12 Apr 2018)
  • CF30 Customer (14 Oct 2016 to 12 Apr 2018)
  • CF1 Director (14 Oct 2016 to 15 Feb 2018)
• Amit Premkumar Arora

  IRN APA01010

  • CF30 Customer (11 Feb 2013 to 7 Jul 2015)
• Anirudha Gopal Avtar Ahuja

  IRN AGA01047

  • CF30 Customer (31 Oct 2016 to 8 Dec 2019)
• Ankit Surana

  IRN AXS02721

  • CF10 Compliance Oversight (11 Jan 2012 to 11 Apr 2012)
  • CF30 Customer (24 Dec 2009 to 28 Sep 2012)
• Ankita Srivastava

  IRN AXS04650

  • CF30 Customer (14 Feb 2017 to 22 Jun 2018)
• Anuj Yadav

  IRN AXY01271

  • CF30 Customer (25 Aug 2016 to 30 Jun 2019)
• Arpita Rath

  IRN AXR01956

  • CF30 Customer (21 Apr 2010 to 31 Mar 2011)

No changes recorded yet.