Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Apr 2020)
    • CF30 Customer (1 Jul 2016 to 8 Dec 2019)
  • Sapien Capital Limited (no longer approved here)

    FRN 479120

    • CF30 Customer (11 Feb 2013 to 7 Jul 2015)
  • Elara Capital Plc (no longer approved here)

    FRN 221462

    • CF1 Director (17 Feb 2009 to 16 Jul 2012)
    • CF30 Customer (1 Nov 2007 to 16 Jul 2012)
    • CF27 Investment Management (30 Aug 2007 to 31 Oct 2007)
  • Marshall Wace LLP (no longer approved here)

    FRN 228531

    • CF27 Investment Management (13 Oct 2005 to 26 Feb 2006)
  • Kuvera Capital Partners LLP (no longer approved here)

    FRN 433300

    • CF27 Investment Management (14 Jul 2005 to 7 Aug 2007)
  • Credo Capital Limited (no longer approved here)

    FRN 192204

    • CF27 Investment Management (11 Feb 2004 to 22 Nov 2004)
    • CF26 Customer Trading (11 Feb 2004 to 22 Nov 2004)
    • CF21 Investment Adviser (11 Feb 2004 to 22 Nov 2004)
  • Kotak Mahindra (UK) Limited (no longer approved here)

    FRN 171837

    • CF21 Investment Adviser (1 Dec 2001 to 8 Jan 2004)
    • CF27 Investment Management (1 Dec 2001 to 8 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.