Date authorised
1 April 2013
Companies House
OC307036
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    99 Chadwick Place
    Long Ditton
    Surbiton
    Surrey
    KT6 5RG
    UNITED KINGDOM
    Phone
    +4402031299727
  • Complaints Contact

    99 Chadwick Place
    Long Ditton
    Surbiton
    Surrey
    KT6 5RG
    UNITED KINGDOM
    Phone
    +4402031299727

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Ark Genesis Limited

    IRN XXA01087

    • CF4 Partner (25 Feb 2008 to 15 Oct 2009)
  • . RSS Consultants UK Limited

    IRN XXR01063

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (11 Nov 2009 to 8 Dec 2019)
  • Ahmet Gecel

    IRN AXG00771

    • CF2 Non Executive Director (AR) (6 Feb 2024 to 2 Sep 2024)
  • Amer Khan

    IRN AXK01920

    • CF1 Director (AR) (23 Aug 2010 to 11 Jul 2011)
  • Amit Premkumar Arora

    IRN APA01010

    • CF27 Investment Management (14 Jul 2005 to 7 Aug 2007)
  • Anoopkumar Sadh Villait

    IRN ASV01010

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF27 Investment Management (14 Jul 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (14 Jul 2005 to 30 Nov 2007)
    • CF8 Apportionment and Oversight (14 Jul 2005 to 31 Oct 2007)
    • CF4 Partner (14 Jul 2005 to 30 Nov 2007)
    • CF3 Chief Executive (14 Jul 2005 to 30 Nov 2007)
  • Clifford Howard Goldman

    IRN CHG01042

    • CF30 Customer (30 Jan 2012 to 20 Sep 2012)
    • CF1 Director (AR) (30 Jan 2012 to 20 Sep 2012)
  • Eduardo Antonio De Amador

    IRN EAD01049

    • CF1 Director (AR) (20 May 2020 to 30 Sep 2020)
    • CF30 Customer (26 Mar 2020 to 30 Sep 2020)
  • Gianluca Guerra

    IRN GXG00125

    • CF30 Customer (6 Feb 2024 to 2 Sep 2024)
    • CF1 Director (AR) (6 Feb 2024 to 2 Sep 2024)
  • Guglielmo Lombardi Stronati

    IRN GXL00023

    • CF30 Customer (12 Apr 2021 to 20 Dec 2021)
    • CF1 Director (AR) (12 Apr 2021 to 20 Dec 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.