Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 30 Oct 2020)
    • SMF16 Compliance Oversight (since 1 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2020)
    • SMF3 Executive Director (since 1 Oct 2020)
  • Kuvera Capital Partners LLP (no longer approved here)

    FRN 433300

    • CF1 Director (AR) (20 May 2020 to 30 Sep 2020)
    • CF30 Customer (26 Mar 2020 to 30 Sep 2020)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • CF30 Customer (10 Jan 2012 to 30 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.