Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Stag Securities Ltd
FRN 927419
- [FCA CF] Client dealing (since 30 Oct 2020)
- SMF16 Compliance Oversight (since 1 Oct 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2020)
- SMF3 Executive Director (since 1 Oct 2020)
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- CF1 Director (AR) (20 May 2020 to 30 Sep 2020)
- CF30 Customer (26 Mar 2020 to 30 Sep 2020)
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- CF30 Customer (10 Jan 2012 to 30 Jun 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.