Stag Securities Ltd

• Principal Place of Business

  Terminal House

  52 Grosvenor Gardens

  London

  Westminster

  SW1W 0AU

  UNITED KINGDOM

  Phone

  +447877243303

• Complaints Contact

  Terminal House

  52 Grosvenor Gardens

  London

  Westminster

  SW1W 0AU

  UNITED KINGDOM

  Phone

  +447877243303

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Borge Joachim Houmann Attefjord

  IRN BJA01048

  • [FCA CF] Client dealing (13 Oct 2021 to 1 Oct 2024)
• Eduardo Antonio De Amador

  IRN EAD01049

  • [FCA CF] Client dealing (since 30 Oct 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2020)
  • SMF16 Compliance Oversight (since 1 Oct 2020)
  • SMF3 Executive Director (since 1 Oct 2020)
• Eduardo Milanes Caracena

  IRN EMC01037

  • [FCA CF] Client dealing (14 Sep 2023 to 1 Dec 2024)
• Eva Jessica Agali

  IRN EXA00237

  • [FCA CF] Client dealing (since 8 Oct 2024)
• Michael Schultz

  IRN MXS67128

  • [FCA CF] Client dealing (since 30 Oct 2020)
  • SMF3 Executive Director (since 1 Oct 2020)
• Paul Bromley

  IRN PAB01197

  • [FCA CF] Client dealing (4 Dec 2024 to 31 Mar 2025)
• Thomas Bernard Warwick

  IRN TBW01008

  • [FCA CF] Client dealing (since 18 Apr 2023)
• Vinay Bhandari

  IRN VXB01197

  • [FCA CF] Client dealing (29 Aug 2023 to 1 Oct 2024)

No changes recorded yet.