Paul Bromley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lightship Derivatives UK Limited
FRN 1016599
- [FCA CF] Client dealing (since 17 Jul 2025)
Stag Securities Ltd (no longer approved here)
FRN 927419
- [FCA CF] Client dealing (4 Dec 2024 to 31 Mar 2025)
Nuevo Partners UK LLP (no longer approved here)
FRN 1002737
- [FCA CF] Client dealing (11 Mar 2024 to 1 Oct 2024)
Strata Global Limited (no longer approved here)
FRN 563834
- CF30 Customer (8 Nov 2023 to 8 Mar 2024)
GFI Securities Limited (no longer approved here)
FRN 184801
- [FCA CF] Client dealing (1 Nov 2021 to 15 May 2023)
TP ICAP E&C Limited (no longer approved here)
FRN 146880
- CF30 Customer (12 Nov 2007 to 8 Dec 2019)
Evolution Markets Limited (no longer approved here)
FRN 224510
- CF26 Customer Trading (1 Sep 2003 to 1 Sep 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.