Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 30 Nov 2007)
- CF27 Investment Management (14 Jul 2005 to 31 Oct 2007)
- CF3 Chief Executive (14 Jul 2005 to 30 Nov 2007)
- CF4 Partner (14 Jul 2005 to 30 Nov 2007)
- CF8 Apportionment and Oversight (14 Jul 2005 to 31 Oct 2007)
- CF11 Money Laundering Reporting (14 Jul 2005 to 30 Nov 2007)
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- CF27 Investment Management (13 Oct 2005 to 26 Feb 2006)
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- CF27 Investment Management (25 Nov 2004 to 15 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.