North of South Capital LLP

Date authorised
1 April 2013
Companies House
OC309016
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Kinnerton Place South
    London
    Westminster
    SW1X 8EH
    UNITED KINGDOM
    Phone
    +442071526060
    Web
    https://www.northofsouth.com

  • Complaints Contact

    16 Kinnerton Place South
    London
    Westminster
    SW1X 8EH
    UNITED KINGDOM
    Phone
    +442071526060

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Commodity Intelligence LLP

    IRN XXC01161

    • SMF27 Partner (9 Dec 2019 to 1 Jan 2023)
    • CF4 Partner (10 Jun 2010 to 8 Dec 2019)
  • . North of South Capital Services Limited

    IRN XXN01007

    • CF4 Partner (25 Nov 2004 to 31 Dec 2014)
  • . Pacific Asset Management LLP

    IRN XXP01224

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (21 Sep 2017 to 8 Dec 2019)
  • Andrei Mark Chivvis-Shahnazarov

    IRN AMC01177

    • CF28 Systems and controls (1 Nov 2007 to 31 Mar 2009)
    • CF10 Compliance Oversight (1 Dec 2004 to 31 Mar 2009)
    • CF13 Finance (1 Dec 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2004 to 31 Mar 2009)
    • CF4 Partner (1 Dec 2004 to 7 Oct 2009)
  • Anoopkumar Sadh Villait

    IRN ASV01010

    • CF27 Investment Management (25 Nov 2004 to 15 Jul 2005)
  • Ariadne Baden-Powell

    IRN AXB04453

    • [FCA CF] Client dealing (since 1 Jul 2024)
  • Arnoud van Leeuwen

    IRN AXV01268

    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Nov 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 13 Nov 2023)
    • CF11 Money Laundering Reporting (31 Jul 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Jul 2014 to 8 Dec 2019)
    • CF4 Partner (8 Jun 2010 to 8 Dec 2019)
  • Davina Kate Rich

    IRN DKR01007

    • CF30 Customer (11 Nov 2013 to 30 Sep 2014)
  • Fu-Lin Tsai

    IRN FXT01076

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF27 Partner (18 Sep 2023 to 4 Jul 2024)
  • Georges Eduardo Gerbauld Catalao

    IRN GEG01035

    • CF30 Customer (15 Apr 2015 to 20 Jul 2017)
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Recent activity

Updates to this firm's record on the FCA register.

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