Date authorised
1 April 2013
Companies House
OC309016
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Kinnerton Place South
    London
    Westminster
    SW1X 8EH
    UNITED KINGDOM
    Phone
    +442071526060
  • Complaints Contact

    16 Kinnerton Place South
    London
    Westminster
    SW1X 8EH
    UNITED KINGDOM
    Phone
    +442071526060

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hsin-Yi Liu

    IRN HXL01114

    • CF30 Customer (14 Apr 2015 to 20 Jul 2017)
  • Kamil Maria Dimmich

    IRN KXD01150

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 5 Apr 2022)
    • CF4 Partner (4 Jun 2010 to 8 Dec 2019)
    • CF30 Customer (13 Jan 2010 to 8 Dec 2019)
  • Mark Geoffrey Latham

    IRN MGL01022

    • [FCA CF] Client dealing (since 12 Sep 2025)
    • SMF27 Partner (29 Apr 2024 to 1 Sep 2025)
  • Mark James Watson

    IRN MJW01246

    • CF30 Customer (4 Jul 2012 to 20 Jul 2017)
    • CF4 Partner (4 Jul 2012 to 20 Jul 2017)
  • Mark Philip Baughan

    IRN MPB01109

    • CF4 Partner (7 Dec 2004 to 30 Nov 2009)
  • Matthew Alan Linsey

    IRN MAL01064

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (22 Jul 2009 to 17 Jul 2014)
    • CF10 Compliance Oversight (22 Jul 2009 to 17 Jul 2014)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (25 Nov 2004 to 31 Oct 2007)
    • CF4 Partner (25 Nov 2004 to 8 Dec 2019)
    • CF3 Chief Executive (25 Nov 2004 to 8 Dec 2019)
    • CF27 Investment Management (25 Nov 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (25 Nov 2004 to 31 Oct 2007)
  • Nicholas Steven Page

    IRN NSP01035

    • [FCA CF] Client dealing (since 29 Mar 2023)
  • Nneoma Ninikanwa Udokako Odozi

    IRN NXO00086

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Oct 2023)
    • SMF16 Compliance Oversight (since 23 Oct 2023)
  • Robert Alexander Holmes

    IRN RAH01120

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (6 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (6 Jun 2018 to 8 Dec 2019)
  • Vikas Nath

    IRN VXN01015

    • CF30 Customer (1 Nov 2007 to 31 May 2009)
    • CF27 Investment Management (6 Apr 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (7 Dec 2004 to 31 Oct 2007)
    • CF4 Partner (7 Dec 2004 to 7 Oct 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.