Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF10 Compliance Oversight (22 Jul 2009 to 17 Jul 2014)
    • CF11 Money Laundering Reporting (22 Jul 2009 to 17 Jul 2014)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (25 Nov 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (25 Nov 2004 to 31 Oct 2007)
    • CF3 Chief Executive (25 Nov 2004 to 8 Dec 2019)
    • CF27 Investment Management (25 Nov 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (25 Nov 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.