Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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North of South Capital LLP
FRN 403114
- [FCA CF] Client dealing (since 12 Sep 2025)
- SMF27 Partner (29 Apr 2024 to 1 Sep 2025)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Nov 2024)
- SMF1 Chief Executive (9 Dec 2019 to 2 Jan 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 2 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Jan 2025)
- SMF27 Partner (9 Dec 2019 to 2 Jan 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2025)
- CF11 Money Laundering Reporting (27 Nov 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (27 Nov 2018 to 8 Dec 2019)
- CF3 Chief Executive (1 Sep 2009 to 8 Dec 2019)
- CF30 Customer (1 Sep 2009 to 8 Dec 2019)
- CF4 Partner (1 Sep 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.