Sapien Capital Limited

• Principal Place of Business

  45 Albemarle Street

  3rd Floor

  London

  W1S 4JL

  UNITED KINGDOM

  Phone

  +447515334500

  Web

  https://www.sapiencap.com

• Complaints Contact

  45 Albemarle Street

  3rd Floor

  London

  W1S 4JL

  UNITED KINGDOM

  Phone

  +447515334500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ashish Vardhan

  IRN AXV01332

  • CF30 Customer (19 Apr 2012 to 2 Dec 2016)
• Ashok Kumar Agarwal

  IRN AKA01033

  • CF2 Non Executive Director (15 Apr 2008 to 5 Mar 2018)
• Asif Shahinsha

  IRN AXS02905

  • CF30 Customer (31 Mar 2015 to 26 Apr 2018)
• Bhaskar Majumdar

  IRN BXM01507

  • CF30 Customer (23 Jun 2014 to 13 Jul 2015)
• Dipli Barua

  IRN DXB02459

  • CF30 Customer (25 Aug 2016 to 30 Apr 2018)
• Gaurav Singh

  IRN GXS01623

  • CF30 Customer (1 Jun 2014 to 13 Jul 2015)
• Hemantkumar Damodardas Parikh

  IRN HDP01017

  • CF10a CASS Oversight function (17 Jan 2012 to 23 Apr 2012)
  • CF11 Money Laundering Reporting (17 Jan 2012 to 23 Apr 2012)
• Howard Orlando Wright

  IRN HOW00002

  • CF30 Customer (2 Oct 2014 to 29 Mar 2018)
• Ian John Probert

  IRN IJP01019

  • CF30 Customer (2 Oct 2014 to 29 Mar 2018)
• Kamal Bhatnagar

  IRN KXB01503

  • CF30 Customer (15 Apr 2008 to 15 Dec 2009)
  • CF10 Compliance Oversight (15 Apr 2008 to 5 Jun 2009)
  • CF28 Systems and controls (15 Apr 2008 to 5 Jun 2009)

No changes recorded yet.