Sapien Capital Limited

• Principal Place of Business

  45 Albemarle Street

  3rd Floor

  London

  W1S 4JL

  UNITED KINGDOM

  Phone

  +447515334500

  Web

  https://www.sapiencap.com

• Complaints Contact

  45 Albemarle Street

  3rd Floor

  London

  W1S 4JL

  UNITED KINGDOM

  Phone

  +447515334500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manu Bhandari

  IRN MXB02082

  • CF30 Customer (31 Aug 2011 to 28 Sep 2012)
• Manu Bhatnagar

  IRN MXB01496

  • CF2 Non Executive Director (15 Apr 2008 to 26 Apr 2010)
• Matthew James Marshall

  IRN MJM01410

  • CF30 Customer (1 Dec 2009 to 7 Dec 2010)
• Matthew John Hill

  IRN MJH01479

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10 Compliance Oversight (12 Feb 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (12 Feb 2019 to 8 Dec 2019)
• Pradeep Kumar Mathur

  IRN PKM01030

  • CF30 Customer (1 Dec 2009 to 30 Dec 2011)
• Praveg Patil

  IRN PXP01429

  • CF30 Customer (2 Nov 2010 to 15 Apr 2011)
• Puneet Gupta

  IRN PXG00187

  • [FCA CF] Client dealing (18 Mar 2020 to 31 Jan 2022)
• Ramesh Kumar Ahuja

  IRN RKA01016

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • CF10 Compliance Oversight (3 Jun 2009 to 11 Aug 2011)
  • CF28 Systems and controls (3 Jun 2009 to 8 Dec 2019)
  • CF30 Customer (15 Apr 2008 to 8 Dec 2019)
  • CF3 Chief Executive (15 Apr 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (15 Apr 2008 to 11 Aug 2011)
  • CF1 Director (15 Apr 2008 to 8 Dec 2019)
• Sharat Singhee

  IRN SXS02961

  • CF30 Customer (3 Apr 2012 to 30 Sep 2013)
• Sharmala Devi Ravendrian

  IRN SDR01088

  • CF30 Customer (2 Apr 2012 to 28 Sep 2012)

No changes recorded yet.