Sapien Capital Limited

Date authorised
1 April 2013
Companies House
06407856
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    45 Albemarle Street
    3rd Floor
    London
    W1S 4JL
    UNITED KINGDOM
    Phone
    +447515334500
    Web
    https://www.sapiencap.com

  • Complaints Contact

    45 Albemarle Street
    3rd Floor
    London
    W1S 4JL
    UNITED KINGDOM
    Phone
    +447515334500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sneha Churiwal

    IRN SXC02208

    • CF30 Customer (1 Aug 2011 to 29 Feb 2012)
  • Tarun Kumar Jain

    IRN TKJ01005

    • CF10 Compliance Oversight (11 Apr 2012 to 1 Nov 2016)
    • CF10a CASS Oversight function (11 Apr 2012 to 1 Nov 2016)
    • CF11 Money Laundering Reporting (11 Apr 2012 to 1 Nov 2016)
    • CF30 Customer (11 Apr 2012 to 1 Nov 2016)
  • Theyagarajan Natarajan

    IRN TXN01192

    • CF10 Compliance Oversight (8 Aug 2011 to 30 Dec 2011)
    • CF11 Money Laundering Reporting (8 Aug 2011 to 30 Dec 2011)
    • CF30 Customer (8 Aug 2011 to 30 Dec 2011)
  • Vinod Kumar Dwivedi

    IRN VKD01006

    • CF30 Customer (2 Sep 2011 to 30 Dec 2011)
  • Vishal Hitesh Patel

    IRN VHP01007

    • CF30 Customer (18 Dec 2017 to 18 Apr 2018)
  • Yashpal Mendiratta

    IRN YXM01081

    • CF2 Non Executive Director (15 Apr 2008 to 5 Mar 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.