Alka Ahuja

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sapien Capital Limited (no longer approved here)
FRN 479120
- CF10 Compliance Oversight (7 Feb 2017 to 12 Apr 2018)
- CF10a CASS Oversight function (7 Feb 2017 to 12 Apr 2018)
- CF11 Money Laundering Reporting (7 Feb 2017 to 12 Apr 2018)
- CF30 Customer (14 Oct 2016 to 12 Apr 2018)
- CF1 Director (14 Oct 2016 to 15 Feb 2018)
RELIANCE BANK LIMITED (no longer approved here)
FRN 204537
- Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 1 Sep 2021)
- CF2 Non Executive Director (27 Mar 2015 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.