Sapia Partners LLP

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FRN: 550103
Date authorised: 1 April 2013
Companies House: OC354934
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

Web

https://iqeq.com/sapia/
Complaints Contact

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Runs Investment Funds
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 3 limitations Hide limitations
- · The scope of the appointment of the firm's appointed representatives and tied agents and the scope of the activities and business of its appointed representatives and tied agents for which the firm accepts responsibility must not cover retail clients. The firm must use its best endeavours to ensure that it's appointed representatives and tied agents do not carry out activities with or for retail clients in the course of that business
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andrew Christian Cowley
IRN ACC01054
- CF30 Customer (16 Nov 2017 to 14 Mar 2019)
- CF4 Partner (AR) (16 Nov 2017 to 14 Mar 2019)
Andrew David Irons
IRN ADI01004
- CF30 Customer (12 Apr 2013 to 10 Jul 2013)
Andrew Frank Doughty
IRN AFD01023
- CF30 Customer (9 Dec 2016 to 3 May 2017)
Andrew Howard Stone
IRN AXS17279
- CF2 Non Executive Director (AR) (18 Sep 2019 to 3 Feb 2022)
Andrew James Alastair Dunn
IRN AJD01404
- CF1 Director (AR) (7 May 2019 to 9 Jan 2020)
- CF30 Customer (21 Apr 2016 to 22 Apr 2016)
Andrew John Pilsworth
IRN AJP01403
- CF1 Director (AR) (14 Dec 2018 to 24 Apr 2019)
- CF30 Customer (14 Dec 2018 to 24 Apr 2019)
Andrew Jolyon Garston
IRN AXG01433
- CF1 Director (AR) (31 Oct 2018 to 12 Jul 2019)
- CF30 Customer (25 Jan 2018 to 12 Jul 2019)
Andrew Joseph Keogh Leitch Munro
IRN AXL00348
- CF30 Customer (15 Dec 2021 to 23 May 2022)
Andrew Macleod Nevill Jennings
IRN AMJ01105
- CF30 Customer (since 18 Sep 2019)
- CF4 Partner (AR) (since 18 Sep 2019)
Andrew Mark Wood
IRN AMW01152
- CF4 Partner (AR) (9 Dec 2015 to 1 Feb 2019)
- CF30 Customer (9 Dec 2015 to 1 Feb 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

ACORN INTERNATIONAL DISTRIBUTION LIMITED (no longer appointed)
FRN 792589 · Appointed 27 Oct 2017 · Until 18 Mar 2020 · Tied agent
DGWM Financial Limited (no longer appointed)
FRN 791690 · Appointed 17 Oct 2017 · Until 24 Sep 2019 · Tied agent
Global Growth Capital Advisors Limited (no longer appointed)
FRN 789285 · Appointed 19 Sep 2017 · Until 4 Nov 2020
CAPITAMA LTD (no longer appointed)
FRN 788798 · Appointed 13 Sep 2017 · Until 17 Jun 2019
Brickhill Capital Limited (no longer appointed)
FRN 788056 · Appointed 1 Sep 2017 · Until 17 Dec 2018
FinTech Partners Ltd (no longer appointed)
FRN 787501 · Appointed 24 Aug 2017 · Until 4 Apr 2025
Invest With Prop Limited (no longer appointed)
FRN 786948 · Appointed 17 Aug 2017 · Until 5 Jul 2019
ANGULAR UK OPCO LTD (no longer appointed)
FRN 785641 · Appointed 1 Aug 2017 · Until 1 Oct 2020 · Tied agent
Investrport Ltd (no longer appointed)
FRN 784810 · Appointed 21 Jul 2017 · Until 18 Jan 2018
Vertus Asset Management Limited Liability Partnership (no longer appointed)
FRN 784264 · Appointed 14 Jul 2017 · Until 28 Jan 2020

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.