Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 12 Mar 2020)
    • [FCA CF] Significant management (since 12 Mar 2020)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF1 Director (AR) (31 Oct 2018 to 12 Jul 2019)
    • CF30 Customer (25 Jan 2018 to 12 Jul 2019)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 15 Jun 2010)
  • Swiss Re Capital Markets Limited (no longer approved here)

    FRN 187863

    • CF26 Customer Trading (7 May 2002 to 14 Mar 2005)
    • CF21 Investment Adviser (7 May 2002 to 14 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.