Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Frank Investments Limited (no longer approved here)

    FRN 627697

    • CF1 Director (AR) (6 Sep 2019 to 4 Nov 2020)
    • CF30 Customer (6 Sep 2019 to 4 Nov 2020)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (9 Dec 2015 to 1 Feb 2019)
    • CF4 Partner (AR) (9 Dec 2015 to 1 Feb 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 6 Jun 2008)
    • CF21 Investment Adviser (12 Jul 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.