Santander UK Plc

• Principal Place of Business

  2 Triton Square

  Regent's Place

  London

  NW1 3AN

  UNITED KINGDOM

  Phone

  +4403309123123

  Web

  https://www.santander.co.uk

• Complaints Contact

  Santander Sapien 33

  Sunderland

  SR43 4GD

  UNITED KINGDOM

  Phone

  +448001712171

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Non standard limitation: Passport BCD

• Credit Brokering

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Runs Personal Pensions

  For Personal pension scheme

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Non standard limitation: Passport BCD

• Adam John Stenton

  IRN AJS00215

  • CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2002)
• Adam Matthew James White

  IRN AXW83030

  • [FCA CF] Manager of certification employee (18 Dec 2017 to 30 Nov 2021)
• Adam Michael Holmes

  IRN AMH00069

  • CF30 Customer (24 Nov 2011 to 29 Jul 2013)
• Adam Paul Harris

  IRN APH01124

  • CF30 Customer (28 Mar 2008 to 14 Aug 2009)
• Adam Paul Smith

  IRN APS01099

  • [FCA CF] Manager of certification employee (7 Mar 2016 to 6 Sep 2021)
  • CF22 Investment Adviser (Trainee) (4 Apr 2002 to 24 Jun 2002)
• Adam Pettifer

  IRN AJP01174

  • [FCA CF] Client dealing (22 Feb 2018 to 6 Dec 2021)
  • [FCA CF] Manager of certification employee (22 Feb 2018 to 6 Dec 2021)
  • [FCA CF] Material risk taker (22 Feb 2018 to 6 Dec 2021)
  • [FCA CF] Significant management (22 Feb 2018 to 6 Dec 2021)
  • [PRA CF] Managing a material risk taker (22 Feb 2018 to 19 Jan 2021)
  • [PRA CF] Significant risk taker or Material risk taker (22 Feb 2018 to 6 Dec 2021)
• Adam Philip Tosh

  IRN APT00019

  • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Nov 2021)
• Adam Webb

  IRN AXW83064

  • [FCA CF] Manager of certification employee (30 Nov 2017 to 30 Nov 2021)
• Adam Yates

  IRN AXY00004

  • CF30 Customer (1 Nov 2007 to 31 May 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Adeel Qureshi

  IRN AXQ01020

  • CF21 Investment Adviser (7 Sep 2004 to 4 Nov 2004)
  • CF22 Investment Adviser (Trainee) (15 Aug 2002 to 25 Mar 2003)

• Alliance & Leicester Personal Finance Limited

  FRN 402549 · Appointed 21 May 2010

• Santander Cards Ltd (no longer appointed)

  FRN 467596 · Appointed 8 May 2007 · Until 13 Oct 2014

• Santander Operations UK (no longer appointed)

  FRN 409709 · Appointed 31 Oct 2004 · Until 21 Mar 2023

• Homebase Limited (no longer appointed)

  FRN 222041 · Appointed 15 Jan 2003 · Until 31 Aug 2005

• The Listening Company Limited (no longer appointed)

  FRN 208315 · Appointed 10 Sep 2002 · Until 10 Sep 2002

• Abbey National Newcastle Limited (no longer appointed)

  FRN 207617 · Appointed 10 Dec 2001 · Until 7 Mar 2003

• Abbey National Ealing Limited (no longer appointed)

  FRN 207599 · Appointed 7 Dec 2001 · Until 7 Mar 2003

• Abbey National Cardiff and the Vales Limited (no longer appointed)

  FRN 207598 · Appointed 7 Dec 2001 · Until 7 Mar 2003

• Abbey National Belfast Limited (no longer appointed)

  FRN 207596 · Appointed 7 Dec 2001 · Until 8 Jan 2003

• Costa Coffee Limited (no longer appointed)

  FRN 201813 · Appointed 28 Jul 2000 · Until 28 May 2007

No changes recorded yet.