Date authorised
1 April 2013
Companies House
SC151605
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +4408003281328
  • Complaints Contact

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +448001712171

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to dealing-only activities.
  • Arranges Asset Safekeeping

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to transaction-only activities.
  • Holds Your Assets

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jacqueline Duckworth

    IRN JXS00105

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Jacqueline Frances De Lane

    IRN JXD00216

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Aug 2002)
  • Jacqueline Hall

    IRN JXB01722

    • CF22 Investment Adviser (Trainee) (26 Apr 2002 to 30 Aug 2002)
  • Jacqueline Lambert

    IRN JXL00140

    • CF22 Investment Adviser (Trainee) (21 Mar 2002 to 30 Aug 2002)
  • Jacqueline Long

    IRN JXL00016

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Jacqueline Ryan

    IRN JXR00183

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Jaimini Ganatra

    IRN JXG00178

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • James Andrew Newman

    IRN JAN01055

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • James Dunne

    IRN JXD80886

    • SMF3 Executive Director (17 Mar 2022 to 31 Jan 2025)
    • SMF1 Chief Executive (17 Mar 2022 to 31 Jan 2025)
    • Director of firm who is not a certification employee or a SMF manager (21 May 2020 to 17 Mar 2022)
  • James Edward Briscoe Bevan

    IRN JEB01080

    • CF1 Director (18 Apr 2006 to 6 Oct 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.