Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Jun 2021)
    • CF30 Customer (since 16 Apr 2021)
    • [FCA CF] Functions requiring qualifications (7 Aug 2020 to 31 May 2021)
    • [FCA CF] Client dealing (7 Aug 2020 to 31 May 2021)
    • CF30 Customer (13 Nov 2017 to 8 Dec 2019)
    • (1)Employed By (since 16 Apr 2021)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF4 Partner (AR) (4 May 2016 to 13 Feb 2017)
    • CF30 Customer (30 Jul 2013 to 30 Oct 2017)
  • Roseberry Financial Limited (no longer approved here)

    FRN 492897

    • (6)Employed By (24 Jul 2012 to 30 Jun 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (23 Jul 2004 to 15 Feb 2007)
    • CF22 Investment Adviser (Trainee) (1 May 2002 to 23 Jul 2004)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF22 Investment Adviser (Trainee) (26 Apr 2002 to 30 Aug 2002)
  • Abbey National Newcastle Limited (no longer approved here)

    FRN 207617

    • Employed By (1 Dec 2001 to 28 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.