Date authorised
1 April 2013
Companies House
SC151605
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +4408003281328
  • Complaints Contact

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +448001712171

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to dealing-only activities.
  • Arranges Asset Safekeeping

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to transaction-only activities.
  • Holds Your Assets

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Hart Mitchell Glen

    IRN JHG00003

    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 30 Aug 2002)
  • James Jeffrey Frith

    IRN JJF00016

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • James Joseph Achille

    IRN JJA00007

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • James Kempe Lewis

    IRN JKL00005

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • James Luke Pettitt

    IRN JLP00029

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • James Mason Joyce

    IRN JMJ01014

    • CF1 Director (1 Dec 2001 to 15 Nov 2002)
    • CF3 Chief Executive (1 Dec 2001 to 15 Nov 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 15 Nov 2002)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 15 Nov 2002)
  • James Robert Patrick Dickinson

    IRN JRD00032

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Jamie William Marchington

    IRN JWM00041

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Jan Lisa Jones

    IRN JLJ00003

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Janani Rooban

    IRN JXR01346

    • CF21 Investment Adviser (22 Jul 2002 to 30 Aug 2002)
    • CF22 Investment Adviser (Trainee) (19 Feb 2002 to 22 Jul 2002)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.