Santander ISA Managers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +4408003281328
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Complaints Contact
287 St. Vincent StreetGlasgowG2 5NBUNITED KINGDOM- Phone
- +448001712171
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to dealing-only activities.
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Arranges Asset Safekeeping
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Investment Setup
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Limited to transaction-only activities.
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Holds Your Assets
For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James Hart Mitchell Glen
IRN JHG00003
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 30 Aug 2002)
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James Jeffrey Frith
IRN JJF00016
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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James Joseph Achille
IRN JJA00007
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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James Kempe Lewis
IRN JKL00005
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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James Luke Pettitt
IRN JLP00029
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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James Mason Joyce
IRN JMJ01014
- CF1 Director (1 Dec 2001 to 15 Nov 2002)
- CF3 Chief Executive (1 Dec 2001 to 15 Nov 2002)
- CF8 Apportionment and Oversight (1 Dec 2001 to 15 Nov 2002)
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 15 Nov 2002)
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James Robert Patrick Dickinson
IRN JRD00032
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Jamie William Marchington
IRN JWM00041
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Jan Lisa Jones
IRN JLJ00003
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
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Janani Rooban
IRN JXR01346
- CF21 Investment Adviser (22 Jul 2002 to 30 Aug 2002)
- CF22 Investment Adviser (Trainee) (19 Feb 2002 to 22 Jul 2002)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.