Date authorised
1 April 2013
Companies House
SC151605
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +4408003281328
  • Complaints Contact

    287 St. Vincent Street
    Glasgow
    G2 5NB
    UNITED KINGDOM
    Phone
    +448001712171

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to dealing-only activities.
  • Arranges Asset Safekeeping

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to transaction-only activities.
  • Holds Your Assets

    For Retail (Investment), Debenture, Personal pension scheme, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Huw Joseph Jones

    IRN HJJ00005

    • CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2002)
  • Huw William Anthony

    IRN HWA01003

    • CF21 Investment Adviser (7 May 2002 to 30 Aug 2002)
  • Iain Duncan Cocker

    IRN IDC00004

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Ian Cook

    IRN IXC01107

    • CF21 Investment Adviser (27 May 2002 to 30 Aug 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
  • Ian Cuthbertson

    IRN IXC00024

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Ian Damon Gedny

    IRN IXG00016

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Ian Edward Jarvis

    IRN IEJ00001

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
  • Ian Ferguson

    IRN IXF01051

    • CF22 Investment Adviser (Trainee) (11 Jul 2002 to 30 Aug 2002)
  • Ian Herbert Scovell

    IRN IHS01008

    • CF22 Investment Adviser (Trainee) (18 Jun 2002 to 30 Aug 2002)
  • Ian Jenkins

    IRN ISJ01012

    • CF14 Risk Assessment (22 Sep 2003 to 30 Sep 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.