Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Anthony Finance Limited
FRN 609850
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (23 Jan 2014 to 30 Sep 2018)
- CF1 Director (23 Jan 2014 to 8 Dec 2019)
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- CF22 Investment Adviser (Trainee) (7 May 2002 to 28 Jul 2003)
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- CF21 Investment Adviser (7 May 2002 to 30 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.