Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Jul 2020 to 1 Oct 2023)
- [FCA CF] Functions requiring qualifications (1 Jul 2020 to 1 Oct 2023)
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- CF30 Customer (20 Jan 2010 to 9 Feb 2010)
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- Employed By (20 Jan 2010 to 9 Feb 2010)
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- CF30 Customer (2 Jan 2009 to 31 Dec 2009)
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- CF21 Investment Adviser (24 Jun 2002 to 11 Aug 2006)
- CF22 Investment Adviser (Trainee) (24 Jun 2002 to 24 Jun 2002)
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- CF22 Investment Adviser (Trainee) (18 Jun 2002 to 30 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.