Prospect Mortgage Services Ltd

• Principal Place of Business

  The Old Piggery

  Cheeks Farm

  Merstone Lane

  Merstone

  Newport

  Isle of Wight

  PO30 3DE

  UNITED KINGDOM

  Phone

  +441983616666

  Web

  https://www.prospectmortgage.co.uk

• Complaints Contact

  The Old Piggery

  Cheeks Farm

  Merstone Lane

  Merstone

  Newport

  Isle of Wight

  PO30 3DE

  UNITED KINGDOM

  Phone

  +441983616666

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Non-Investment Insurance)

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Aisha Cooke

  IRN AXP00691

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Client dealing (since 1 May 2022)
  • [FCA CF] Functions requiring qualifications (since 1 May 2022)
• Andrew Rogers

  IRN AXR25753

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • Responsible for Insurance Distribution (since 15 Jun 2023)
  • SMF3 Executive Director (since 16 Apr 2020)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Annie Parsons

  IRN AXP03111

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
  • [FCA CF] Client dealing (since 1 Nov 2025)
• Grant Ginno

  IRN GXG00043

  • [FCA CF] Client dealing (1 Nov 2021 to 1 Jul 2022)
  • [FCA CF] Functions requiring qualifications (1 Nov 2021 to 1 Jul 2022)
• Ian Herbert Scovell

  IRN IHS01008

  • [FCA CF] Client dealing (1 Jul 2020 to 1 Oct 2023)
  • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 1 Oct 2023)
• Jonathan Shears

  IRN JXS02199

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • SMF3 Executive Director (since 31 Mar 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2023)
  • [FCA CF] Manager of certification employee (since 9 Jan 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Jan 2023)
  • [FCA CF] Client dealing (since 9 Jan 2023)
  • [FCA CF] Significant management (since 9 Jan 2023)
• Juliet Peggy Henstridge

  IRN JXH00246

  • [FCA CF] Client dealing (12 Sep 2022 to 6 Dec 2023)
  • [FCA CF] Functions requiring qualifications (12 Sep 2022 to 6 Dec 2023)
• Natalie Barlow

  IRN NXB00389

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Client dealing (since 25 Apr 2022)
  • [FCA CF] Functions requiring qualifications (since 25 Apr 2022)
• Nicholas Rogers

  IRN NXR01218

  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 10 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Feb 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 10 Feb 2023)
  • CF11 Money Laundering Reporting (5 Jan 2015 to 8 Dec 2019)
  • Responsible for Insurance Mediation (5 Jan 2015 to 30 Sep 2018)
  • CF1 Director (5 Jan 2015 to 8 Dec 2019)
  • CF10 Compliance Oversight (5 Jan 2015 to 8 Dec 2019)
• Peter William Dove

  IRN PXD00065

  • [FCA CF] Functions requiring qualifications (10 Aug 2020 to 1 Oct 2023)
  • [FCA CF] Client dealing (10 Aug 2020 to 1 Oct 2023)

No changes recorded yet.