Jonathan Shears

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prospect Mortgage Services Ltd

    FRN 647962

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF3 Executive Director (since 31 Mar 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2023)
    • [FCA CF] Significant management (since 9 Jan 2023)
    • [FCA CF] Client dealing (since 9 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 9 Jan 2023)
    • [FCA CF] Manager of certification employee (since 9 Jan 2023)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Jan 2023)
    • CF1 Director (AR) (28 Jun 2017 to 9 Jan 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (1 Jul 2008 to 20 Sep 2013)
  • The Clear Advice Group Ltd (no longer approved here)

    FRN 452665

    • Employed By (1 Jul 2008 to 20 Sep 2013)

Recent activity

Updates to this individual's record on the FCA register.

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