Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 21 Dec 2023)
  • Prospect Mortgage Services Ltd (no longer approved here)

    FRN 647962

    • [FCA CF] Client dealing (12 Sep 2022 to 6 Dec 2023)
    • [FCA CF] Functions requiring qualifications (12 Sep 2022 to 6 Dec 2023)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (16 Jan 2020 to 5 Sep 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.