Ian Cook

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Cheviot Limited

    FRN 124259

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2025)
    • [FCA CF] Client dealing (since 16 Apr 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 16 Apr 2025)
    • CF30 Customer (6 Apr 2016 to 16 Apr 2025)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (15 Feb 2012 to 29 Apr 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (27 May 2002 to 22 Nov 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (27 May 2002 to 30 Aug 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.