Santander Financial Services plc

• Principal Place of Business

  Santander Financial Services plc

  2-3 Triton Square

  London

  Camden

  NW1 3AN

  UNITED KINGDOM

  Phone

  +4408000842888

  Web

  https://www.santanderinternational.co.uk

• Complaints Contact

  13-15 Charing Cross

  St. Helier

  Jersey

  JE2 3RP

  CHANNEL ISLANDS

  Phone

  +4401624641888

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

  Show 2 limitations Hide limitations

  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Thomas Woolaghan

  IRN TDW01019

  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)
• Thorsten Jabas

  IRN TXJ01097

  • CF30 Customer (22 Jun 2011 to 14 Oct 2013)
• Timo Reinhold Weikert

  IRN TRW01051

  • CF30 Customer (18 Dec 2014 to 6 Mar 2016)
• Timothy Carver

  IRN TXC35645

  • [FCA CF] Significant management (7 Mar 2016 to 4 Jun 2019)
• Timothy David Russell

  IRN TDR01008

  • CF30 Customer (1 Nov 2007 to 10 Nov 2010)
  • CF22 Investment Adviser (Trainee) (2 Nov 2006 to 31 Oct 2007)
• Timothy Elston Rigby

  IRN TER01007

  • CF29 Significant management (10 May 2011 to 30 Jun 2015)
  • CF30 Customer (1 Nov 2007 to 30 Jun 2015)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Timothy Simon Lloyd

  IRN TSL01010

  • Director of firm who is not a certification employee or a SMF manager (25 Jan 2021 to 31 Mar 2021)
  • SMF10 Chair of the Risk Committee (24 Aug 2016 to 25 Jan 2021)
  • SMF11 Chair of the Audit Committee (24 Aug 2016 to 25 Nov 2020)
  • SMF12 Chair of the Remuneration Committee (24 Aug 2016 to 24 Aug 2016)
  • SMF9 Chair of the Governing Body (24 Aug 2016 to 25 Nov 2020)
  • SMF13 Chair of the Nominations Committee (24 Aug 2016 to 25 Nov 2020)
• Timothy WOOLFORD

  IRN TDW01050

  • [FCA CF] Client dealing (7 Mar 2016 to 17 Dec 2018)
  • CF30 Customer (5 Feb 2014 to 6 Mar 2016)
• Timothy William Coleman

  IRN TWC01034

  • CF21 Investment Adviser (24 Oct 2006 to 31 Oct 2007)
• Ting Le Deng

  IRN TLD00009

  • [FCA CF] Manager of certification employee (24 Mar 2017 to 24 Feb 2019)
  • [FCA CF] Client dealing (24 Mar 2017 to 24 Feb 2019)
  • CF30 Customer (19 Nov 2014 to 6 Mar 2016)

No changes recorded yet.