Ting Le Deng

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A.

    FRN 136261

    • [FCA CF] Material risk taker (since 15 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Nov 2023)
    • [FCA CF] Client dealing (since 24 Mar 2017)
    • [FCA CF] Manager of certification employee (since 24 Mar 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Client dealing (6 Mar 2018 to 7 Jan 2020)
    • [FCA CF] Manager of certification employee (6 Mar 2018 to 7 Jan 2020)
    • CF30 Customer (19 Nov 2014 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (24 Mar 2017 to 24 Feb 2019)
    • [FCA CF] Manager of certification employee (24 Mar 2017 to 24 Feb 2019)
    • CF30 Customer (19 Nov 2014 to 6 Mar 2016)
  • Arma Partners LLP (no longer approved here)

    FRN 454270

    • CF30 Customer (1 Nov 2007 to 20 Nov 2007)
    • CF23 Corporate Finance Adviser (1 Aug 2006 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (6 Feb 2002 to 21 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.