Thomas Woolaghan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Client dealing (since 22 Dec 2017)
    • [FCA CF] Material risk taker (since 22 Dec 2017)
    • [FCA CF] Manager of certification employee (16 Sep 2022 to 15 May 2024)
    • CF30 Customer (16 Jul 2012 to 6 Mar 2016)
  • Nomura International Plc

    FRN 124422

    • [FCA CF] Material risk taker (since 3 Nov 2016)
    • [FCA CF] Client dealing (since 3 Nov 2016)
    • [FCA CF] Manager of certification employee (27 Feb 2019 to 24 Mar 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (22 Oct 2004 to 31 Oct 2007)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.