Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • Director of firm who is not a certification employee or a SMF manager (25 Jan 2021 to 31 Mar 2021)
    • SMF10 Chair of the Risk Committee (24 Aug 2016 to 25 Jan 2021)
    • SMF11 Chair of the Audit Committee (24 Aug 2016 to 25 Nov 2020)
    • SMF12 Chair of the Remuneration Committee (24 Aug 2016 to 24 Aug 2016)
    • SMF13 Chair of the Nominations Committee (24 Aug 2016 to 25 Nov 2020)
    • SMF9 Chair of the Governing Body (24 Aug 2016 to 25 Nov 2020)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • SMF18 Other Overall Responsibility (24 Aug 2016 to 31 Dec 2016)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • SMF9 Chair of the Governing Body (24 Aug 2016 to 8 Jan 2018)

Recent activity

Updates to this individual's record on the FCA register.

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