Santander Financial Services plc

• Principal Place of Business

  Santander Financial Services plc

  2-3 Triton Square

  London

  Camden

  NW1 3AN

  UNITED KINGDOM

  Phone

  +4408000842888

  Web

  https://www.santanderinternational.co.uk

• Complaints Contact

  13-15 Charing Cross

  St. Helier

  Jersey

  JE2 3RP

  CHANNEL ISLANDS

  Phone

  +4401624641888

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

  Show 2 limitations Hide limitations

  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Pedro Forsyth Bastos e Silva

  IRN PXF35666

  • [FCA CF] Client dealing (1 Dec 2017 to 25 Nov 2018)
• Peter Blair-Pilling

  IRN PDB01144

  • CF30 Customer (7 Oct 2011 to 30 Sep 2015)
• Peter Bulbrook

  IRN PAB01333

  • [FCA CF] Significant management (28 Dec 2017 to 4 Feb 2019)
  • [FCA CF] Client dealing (28 Dec 2017 to 4 Feb 2019)
  • [FCA CF] Manager of certification employee (28 Dec 2017 to 4 Feb 2019)
• Peter John Harrison

  IRN PJH01202

  • CF30 Customer (1 Nov 2007 to 9 Aug 2011)
  • CF21 Investment Adviser (18 Jun 2007 to 31 Oct 2007)
• Peter John Hart

  IRN PJH01201

  • CF30 Customer (30 Sep 2011 to 30 Nov 2014)
• Peter Millington

  IRN PDM01179

  • [FCA CF] Algorithmic trading (7 Mar 2016 to 11 Dec 2018)
  • [FCA CF] Client dealing (7 Mar 2016 to 11 Dec 2018)
  • [FCA CF] Manager of certification employee (7 Mar 2016 to 11 Dec 2018)
  • [FCA CF] Proprietary trader (7 Mar 2016 to 11 Dec 2018)
  • [FCA CF] Significant management (7 Mar 2016 to 11 Dec 2018)
  • CF29 Significant management (22 Jul 2014 to 6 Mar 2016)
  • CF30 Customer (22 Jul 2014 to 6 Mar 2016)
• Peter Rimer

  IRN PJR01104

  • [FCA CF] Proprietary trader (7 Mar 2016 to 5 Dec 2018)
  • [FCA CF] Client dealing (7 Mar 2016 to 5 Dec 2018)
  • CF30 Customer (17 Aug 2010 to 6 Mar 2016)
• Petros Tsamis

  IRN PXT00121

  • [FCA CF] Proprietary trader (1 Aug 2023 to 22 May 2025)
  • [FCA CF] Client dealing (13 Jul 2022 to 22 May 2025)
• Peyman Keyghobadi

  IRN PXK01457

  • [FCA CF] Client dealing (11 Dec 2017 to 5 Dec 2018)
• Phil Todd

  IRN PXT01174

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2004)

No changes recorded yet.