Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (17 Dec 2021 to 7 Aug 2023)
- [PRA CF] Significant risk taker or Material risk taker (17 Dec 2021 to 7 Aug 2023)
- [FCA CF] Significant management (18 Nov 2019 to 7 Aug 2023)
- [FCA CF] Proprietary trader (7 Mar 2016 to 18 Mar 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2026)
- CF30 Customer (17 Aug 2010 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 5 Dec 2018)
- [FCA CF] Proprietary trader (7 Mar 2016 to 5 Dec 2018)
- CF30 Customer (17 Aug 2010 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Mar 2016 to 5 Dec 2018)
- [FCA CF] Proprietary trader (7 Mar 2016 to 5 Dec 2018)
- CF30 Customer (17 Aug 2010 to 6 Mar 2016)
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- CF21 Investment Adviser (13 Jan 2006 to 19 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.