Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Material risk taker (17 Dec 2021 to 7 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (17 Dec 2021 to 7 Aug 2023)
    • [FCA CF] Significant management (18 Nov 2019 to 7 Aug 2023)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 18 Mar 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2026)
    • CF30 Customer (17 Aug 2010 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Client dealing (7 Mar 2016 to 5 Dec 2018)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 5 Dec 2018)
    • CF30 Customer (17 Aug 2010 to 6 Mar 2016)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Client dealing (7 Mar 2016 to 5 Dec 2018)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 5 Dec 2018)
    • CF30 Customer (17 Aug 2010 to 6 Mar 2016)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF21 Investment Adviser (13 Jan 2006 to 19 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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