Peter John Harrison

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Significant management (4 Feb 2021 to 25 Nov 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 21 Nov 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 25 Nov 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 25 Nov 2025)
    • CF30 Customer (1 Sep 2011 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Significant management (4 Feb 2021 to 25 Nov 2025)
    • [FCA CF] Material risk taker (17 May 2017 to 25 Nov 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 21 Nov 2019)
    • [FCA CF] Client dealing (7 Mar 2016 to 25 Nov 2025)
    • CF30 Customer (2 Sep 2011 to 6 Mar 2016)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • CF30 Customer (1 Nov 2007 to 9 Aug 2011)
    • CF21 Investment Adviser (18 Jun 2007 to 31 Oct 2007)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • CF30 Customer (1 Nov 2007 to 9 Aug 2011)
    • CF21 Investment Adviser (18 Jun 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 7 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.