Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • SMF22 Other Local Responsibility (17 Dec 2021 to 31 Aug 2023)
    • [FCA CF] Algorithmic trading (7 Mar 2016 to 31 Aug 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Aug 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 17 Dec 2021)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 31 Aug 2023)
    • [FCA CF] Significant management (7 Mar 2016 to 17 Dec 2021)
    • CF30 Customer (22 Jul 2014 to 6 Mar 2016)
    • CF29 Significant management (22 Jul 2014 to 6 Mar 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Client dealing (7 Mar 2016 to 11 Dec 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 11 Dec 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 11 Dec 2018)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 11 Dec 2018)
    • [FCA CF] Significant management (7 Mar 2016 to 11 Dec 2018)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 11 Dec 2018)
    • [FCA CF] Algorithmic trading (7 Mar 2016 to 11 Dec 2018)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Significant management (7 Mar 2016 to 11 Dec 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 11 Dec 2018)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 11 Dec 2018)
    • [FCA CF] Proprietary trader (7 Mar 2016 to 11 Dec 2018)
    • [FCA CF] Algorithmic trading (7 Mar 2016 to 11 Dec 2018)
    • CF30 Customer (22 Jul 2014 to 6 Mar 2016)
    • CF29 Significant management (22 Jul 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.