Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF22 Other Local Responsibility (17 Dec 2021 to 31 Aug 2023)
- [FCA CF] Algorithmic trading (7 Mar 2016 to 31 Aug 2023)
- [FCA CF] Client dealing (7 Mar 2016 to 31 Aug 2023)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 17 Dec 2021)
- [FCA CF] Proprietary trader (7 Mar 2016 to 31 Aug 2023)
- [FCA CF] Significant management (7 Mar 2016 to 17 Dec 2021)
- CF30 Customer (22 Jul 2014 to 6 Mar 2016)
- CF29 Significant management (22 Jul 2014 to 6 Mar 2016)
-
- [FCA CF] Client dealing (7 Mar 2016 to 11 Dec 2018)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 11 Dec 2018)
- [FCA CF] Material risk taker (7 Mar 2016 to 11 Dec 2018)
- [FCA CF] Proprietary trader (7 Mar 2016 to 11 Dec 2018)
- [FCA CF] Significant management (7 Mar 2016 to 11 Dec 2018)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 11 Dec 2018)
- [FCA CF] Algorithmic trading (7 Mar 2016 to 11 Dec 2018)
-
- [FCA CF] Significant management (7 Mar 2016 to 11 Dec 2018)
- [FCA CF] Client dealing (7 Mar 2016 to 11 Dec 2018)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 11 Dec 2018)
- [FCA CF] Proprietary trader (7 Mar 2016 to 11 Dec 2018)
- [FCA CF] Algorithmic trading (7 Mar 2016 to 11 Dec 2018)
- CF30 Customer (22 Jul 2014 to 6 Mar 2016)
- CF29 Significant management (22 Jul 2014 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.