Santander Asset Management UK Limited

• Principal Place of Business

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

  Web

  https://www.santanderassetmanagement.co.uk

• Complaints Contact

  287 St. Vincent Street

  Glasgow

  G2 5NB

  UNITED KINGDOM

  Phone

  +4408000284174

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Estrella Llorente Cervigon

  IRN EXL01158

  • CF30 Customer (14 Apr 2008 to 31 Aug 2010)
• Euan Dugald Matheson

  IRN EDM01014

  • CF27 Investment Management (1 Dec 2001 to 22 Jan 2004)
• Federico Ysart Alvarez de Toledo

  IRN FXY01016

  • CF29 Significant management (29 Apr 2009 to 31 Dec 2009)
• Fernando Gasca

  IRN FXG01130

  • CF30 Customer (1 Nov 2007 to 1 Apr 2008)
  • CF27 Investment Management (21 Mar 2007 to 31 Oct 2007)
• Fernando Revuelta Revuelta

  IRN FXR01239

  • CF28 Systems and controls (1 Jun 2014 to 9 Jun 2015)
• Florian Henry De Chaisemartin

  IRN FHD01003

  • [FCA CF] Client dealing (1 Feb 2022 to 9 Nov 2023)
  • [FCA CF] Material risk taker (1 Feb 2022 to 9 Nov 2023)
• Fraser Laird

  IRN FXL01013

  • CF16 Significant Mgt (Desgntd Investment Business) (16 Oct 2003 to 22 Feb 2004)
  • CF27 Investment Management (1 Dec 2001 to 22 Feb 2004)
  • CF1 Director (1 Dec 2001 to 15 Nov 2002)
• Gail Glen

  IRN GXG01363

  • CF10 Compliance Oversight (14 Apr 2014 to 17 Nov 2015)
  • CF1 Director (29 Apr 2013 to 18 Dec 2015)
  • CF10a CASS Oversight function (1 Oct 2011 to 17 Nov 2015)
  • CF28 Systems and controls (11 Dec 2009 to 29 Apr 2013)
• Giles Franklin Walton Adams

  IRN GFA01015

  • CF11 Money Laundering Reporting (14 Jul 2003 to 6 Oct 2003)
• Gillian Bailey

  IRN GXB01191

  • CF1 Director (1 Dec 2001 to 15 Nov 2002)
  • CF27 Investment Management (1 Dec 2001 to 22 Feb 2004)

No changes recorded yet.