Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Oct 2020 to 9 Jun 2022)
- [FCA CF] Functions requiring qualifications (1 Oct 2020 to 9 Jun 2022)
- [FCA CF] Manager of certification employee (1 Oct 2020 to 4 Mar 2021)
- CF30 Customer (5 May 2010 to 8 Dec 2019)
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- CF1 Director (1 Dec 2001 to 15 Nov 2002)
- CF27 Investment Management (1 Dec 2001 to 22 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.