Sandringham Financial Partners Limited

• Principal Place of Business

  Suite 15

  The Media Centre

  7 Northumberland Street

  Huddersfield

  West Yorkshire

  HD1 1RL

  UNITED KINGDOM

  Phone

  +4401484504900

  Web

  https://www.sandringham.co.uk

• Complaints Contact

  Suite 15

  The Media Centre

  7 Northumberland Street

  Huddersfield

  West Yorkshire

  HD1 1RL

  UNITED KINGDOM

  Phone

  +4401484504900

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling which is provided in connection with investment advice.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Ridings

  IRN JJR01086

  • [FCA CF] Client dealing (2 May 2023 to 11 Jul 2025)
  • CF30 Customer (2 May 2023 to 11 Jul 2025)
  • CF1 Director (AR) (2 May 2023 to 11 Jul 2025)
  • Appointed representative dealing with clients for which they require qualification (2 May 2023 to 11 Jul 2025)
  • [FCA CF] Functions requiring qualifications (2 May 2023 to 11 Jul 2025)
• John Robertson McVicar

  IRN JRM00005

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 30 Jan 2023)
  • [FCA CF] Client dealing (since 30 Jan 2023)
• John Tancock

  IRN JXT00068

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Apr 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Apr 2024)
  • CF30 Customer (28 Apr 2014 to 8 Dec 2019)
• John Tibble

  IRN JXT00033

  • CF30 Customer (28 Nov 2013 to 29 Oct 2015)
• John Warwick Busfield

  IRN WXB00029

  • [FCA CF] Functions requiring qualifications (13 Nov 2023 to 24 Apr 2024)
  • [FCA CF] Client dealing (13 Nov 2023 to 24 Apr 2024)
• Johnathan Ritchie

  IRN JXR00891

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 2 Jan 2025)
  • [FCA CF] Client dealing (since 2 Jan 2025)
• Jonathan Ashley Morris

  IRN JAM00076

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Sep 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Sep 2024)
  • CF30 Customer (30 Oct 2013 to 8 Dec 2019)
• Jonathan David Farnill

  IRN JDF01071

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Sep 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Sep 2023)
  • CF30 Customer (3 Jul 2019 to 8 Dec 2019)
• Jonathan Good

  IRN JXG00138

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (25 Sep 2014 to 8 Dec 2019)
• Jonathan Lincoln

  IRN JXL00761

  • [FCA CF] Manager of certification employee (since 26 Oct 2020)

• Reactiv Home Limited (no longer appointed)

  FRN 600904 · Appointed 5 Mar 2015 · Until 11 May 2015

• Commodore Finance Ltd (no longer appointed)

  FRN 461175 · Appointed 17 Oct 2013 · Until 27 Jan 2021

• 2G Financial Limited (no longer appointed)

  FRN 607318 · Appointed 16 Sep 2013 · Until 17 Oct 2014

• GLD Associates Ltd (no longer appointed)

  FRN 521598 · Appointed 14 Aug 2013 · Until 2 Mar 2015

No changes recorded yet.