John Tancock

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Apr 2024)
    • CF30 Customer (28 Apr 2014 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 26 Jan 2009)
    • CF21 Investment Adviser (28 Feb 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Nov 2006 to 28 Feb 2007)
  • John Tancock (no longer approved here)

    FRN 214967

    • (1)Employed By (23 Nov 2006 to 26 Jan 2009)
  • Ralph Morgans (no longer approved here)

    FRN 215903

    • (4)Employed By (6 Jan 2004 to 22 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.