Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 21 Jul 2025)
- CF1 Director (AR) (since 15 Jul 2025)
- CF30 Customer (since 15 Jul 2025)
-
Ascent Financial Planning Limited
FRN 808823
- (1)Employed By (since 15 Jul 2025)
- (4)Employed By (2 May 2023 to 11 Jul 2025)
-
- CF30 Customer (2 May 2023 to 11 Jul 2025)
- [FCA CF] Client dealing (2 May 2023 to 11 Jul 2025)
- [FCA CF] Functions requiring qualifications (2 May 2023 to 11 Jul 2025)
- Appointed representative dealing with clients for which they require qualification (2 May 2023 to 11 Jul 2025)
- CF1 Director (AR) (2 May 2023 to 11 Jul 2025)
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Feb 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 22 Feb 2023)
- CF30 Customer (4 Jul 2011 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.