Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 21 Jul 2025)
    • CF1 Director (AR) (since 15 Jul 2025)
    • CF30 Customer (since 15 Jul 2025)
    • (1)Employed By (since 15 Jul 2025)
    • (4)Employed By (2 May 2023 to 11 Jul 2025)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • CF30 Customer (2 May 2023 to 11 Jul 2025)
    • [FCA CF] Client dealing (2 May 2023 to 11 Jul 2025)
    • [FCA CF] Functions requiring qualifications (2 May 2023 to 11 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (2 May 2023 to 11 Jul 2025)
    • CF1 Director (AR) (2 May 2023 to 11 Jul 2025)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Feb 2023)
    • CF30 Customer (4 Jul 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.