John Warwick Busfield

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 10 Sep 2025)
    • CF30 Customer (since 4 Sep 2025)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (126)Employed By (since 4 Sep 2025)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (24 Apr 2025 to 22 Aug 2025)
    • [FCA CF] Functions requiring qualifications (24 Apr 2025 to 22 Aug 2025)
  • SOVEREIGN MONEY MATTERS LIMITED (no longer approved here)

    FRN 599883

    • [FCA CF] Functions requiring qualifications (2 May 2024 to 20 Jun 2025)
    • [FCA CF] Client dealing (2 May 2024 to 20 Jun 2025)
    • CF30 Customer (13 Sep 2022 to 23 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (15 Aug 2022 to 23 Oct 2023)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Client dealing (13 Nov 2023 to 24 Apr 2024)
    • [FCA CF] Functions requiring qualifications (13 Nov 2023 to 24 Apr 2024)
  • AireValley IFA Ltd (no longer approved here)

    FRN 926692

    • (5)Employed By (13 Sep 2022 to 23 Oct 2023)
  • Eastwood Financial Services Limited (no longer approved here)

    FRN 188860

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Aug 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Aug 2022)
    • CF30 Customer (11 Jan 2016 to 28 Dec 2018)
  • Watson Buckle Wealth Management Limited (no longer approved here)

    FRN 490073

    • (17)Employed By (17 Jan 2019 to 18 Mar 2019)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (15 Jun 2012 to 14 Dec 2015)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (23 Sep 2010 to 6 Apr 2012)
Show more

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AireValley IFA Ltd

  2. controlled function added: (5)Employed By at AireValley IFA Ltd