Sandringham Financial Partners Limited

Date authorised
1 April 2013
Companies House
08022795
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 15
    The Media Centre
    7 Northumberland Street
    Huddersfield
    West Yorkshire
    HD1 1RL
    UNITED KINGDOM
    Phone
    +4401484504900
    Web
    https://www.sandringham.co.uk

  • Complaints Contact

    Suite 15
    The Media Centre
    7 Northumberland Street
    Huddersfield
    West Yorkshire
    HD1 1RL
    UNITED KINGDOM
    Phone
    +4401484504900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling which is provided in connection with investment advice.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Deborah Jane Noble

    IRN DJN01091

    • CF30 Customer (17 Aug 2015 to 25 Sep 2015)
  • Deirdre Anne Davies

    IRN DXD80950

    • [FCA CF] Significant management (since 5 Jan 2026)
  • Dennis William Taylor

    IRN DWT00001

    • CF30 Customer (since 17 Apr 2026)
    • CF1 Director (AR) (since 17 Apr 2026)
  • Derek John Edward Wheeler

    IRN DJW00106

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Mar 2021)
    • [FCA CF] Client dealing (since 24 Mar 2021)
  • Derek Jones

    IRN DXJ00016

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • CF30 Customer (30 Sep 2016 to 8 Dec 2019)
  • Derek Thomas Wilkinson

    IRN DTW00003

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2022)
    • CF30 Customer (24 Feb 2014 to 8 Dec 2019)
  • Dominic Gareth Bowers

    IRN DGB01122

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 4 Apr 2022)
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2022)
    • Appointed representative dealing with clients for which they require qualification (since 4 Apr 2022)
    • CF30 Customer (since 31 Jan 2022)
    • CF1 Director (AR) (since 31 Jan 2022)
  • Donald Lachlan Munro MacPherson

    IRN DLM00020

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Oct 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 22 Oct 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Oct 2020)
    • CF1 Director (AR) (19 Dec 2017 to 22 Oct 2020)
    • CF30 Customer (8 Dec 2017 to 22 Oct 2020)
  • Donald Lewis Murray

    IRN DLM00010

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Aug 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Aug 2025)
    • CF30 Customer (5 Jun 2019 to 8 Dec 2019)
  • Donald Mark Battersby

    IRN DMB00017

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2021)
    • Appointed representative dealing with clients for which they require qualification (since 1 Jul 2021)
    • [FCA CF] Client dealing (since 1 Jul 2021)
    • CF30 Customer (since 23 Jun 2021)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.