Derek Jones

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Sandringham Financial Partners Limited (no longer approved here)
FRN 581304
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
- CF30 Customer (30 Sep 2016 to 8 Dec 2019)
Derek Jones (no longer approved here)
FRN 232527
- Employed By (1 Jan 2013 to 31 Dec 2016)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (437)Employed By (1 Jan 2012 to 8 Dec 2019)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (1 Nov 2007 to 31 Dec 2016)
- CF7 Sole Trader (AR) (8 Apr 2004 to 31 Jan 2007)
- CF21 Investment Adviser (8 Apr 2004 to 31 Oct 2007)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF21 Investment Adviser (17 Jul 2002 to 12 May 2004)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.